证券从业资格考试模拟题和考试题及答案

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09/22
<p>&nbsp; &nbsp;2022年证券从业资格考试模拟题和考试题及答案已经整理好,需要备考的朋友们赶紧来刷题吧!</p> <p><img style="display: block; margin-left: auto; margin-right: auto;" src="https://img2.meite.com/questions/202209/22632c2d7ce07f3.png" alt="" width="566" height="275" /><br />&nbsp; &nbsp;【单选题】<br />&nbsp; &nbsp;1.提交中国证监会的法律意见书和律师工作报告应是经(  )签名,并经该律师事务所加盖公章、签署日期的正式文本。&rsquo;<br />&nbsp; &nbsp;A、2名以上经办律师<br />&nbsp; &nbsp;B、2名以上经办律师和其所在律师事务所的负责人<br />&nbsp; &nbsp;C、3名以上经办律师<br />&nbsp; &nbsp;D、3名以上经办律师和其所在律师事务所的负责人&nbsp; &nbsp;<br />&nbsp; &nbsp;答案:B<br />&nbsp; &nbsp;&nbsp; &nbsp;【单选题】<br />&nbsp; &nbsp;2.保荐人应在(  )时向询价对象提供投资价值研究报告。<br />&nbsp; &nbsp;A、询价<br />&nbsp; &nbsp;B、累计询价<br />&nbsp; &nbsp;C、首次发行<br />&nbsp; &nbsp;D、公告招股说明书&nbsp; &nbsp;<br />&nbsp; &nbsp;答案:A<br />&nbsp; &nbsp;&nbsp; &nbsp;【单选题】<br />&nbsp; &nbsp;3.如果<a style="color: #0000ff;" href="https://www.eepw.com/app/175.html" target="_blank">注册会计师</a>认为被审计单位会计报表的个别重要的会计处理方法的选用不符合一贯性原则,或者是审计范围受到局部限制,而无法按照独立审计准则的要求取得应有的审计证据,此时,注册会计师应出具(  )的审计报告。<br />&nbsp; &nbsp;A、有保留意见<br />&nbsp; &nbsp;B、否定意见<br />&nbsp; &nbsp;C、拒绝表示意见<br />&nbsp; &nbsp;D、无保留意见&nbsp; &nbsp;<br />&nbsp; &nbsp;答案:A<br />&nbsp; &nbsp;&nbsp; &nbsp;【单选题】<br />&nbsp; &nbsp;4.在中国证监会指定的信息披露报刊刊登的招股说明书摘要小字号为(  )。<br />&nbsp; &nbsp;A、标准小5号字<br />&nbsp; &nbsp;B、标准5号字<br />&nbsp; &nbsp;C、标准小4号字<br />&nbsp; &nbsp;D、标准4号字&nbsp; &nbsp;<br />&nbsp; &nbsp;答案:A<br />&nbsp; &nbsp;&nbsp; &nbsp;【单选题】<br />&nbsp; &nbsp;5.中国证监会于(  )制定了《证券发行上市保荐业务工作底稿指引》,要求保荐机构应当按照指引的要求编制工作底稿。<br />&nbsp; &nbsp;A、2008年3月<br />&nbsp; &nbsp;B、2009年3月<br />&nbsp; &nbsp;C、2008年9月<br />&nbsp; &nbsp;D、2009年1月&nbsp; &nbsp;<br />&nbsp; &nbsp;答案:B<br />&nbsp; &nbsp;&nbsp; &nbsp;【单选题】<br />&nbsp; &nbsp;6.( )国债发行方式是通过投标人的直接竞价来确定发行价格(或利率)水平。<br />&nbsp; &nbsp;A、行政分配<br />&nbsp; &nbsp;B、承购包销<br />&nbsp; &nbsp;C、公开招标<br />&nbsp; &nbsp;D、银行发售&nbsp; &nbsp;<br />&nbsp; &nbsp;答案:C<br />&nbsp; &nbsp;解析:公开招标方式是通过投标人的直接竞价来确定发行价格(或利率)水平,发行人将投标人的标价自高价向低价排列,或自低利率排到高利率,发行人从高价(或低利率)选起,直到达到需要发行的数额为止。<br />&nbsp; &nbsp;【单选题】<br />&nbsp; &nbsp;7.(  )的规定是对发行人招股说明书信息披露的要求。<br />&nbsp; &nbsp;A、第1号准则<br />&nbsp; &nbsp;B、第7号准则<br />&nbsp; &nbsp;C、《证券法》<br />&nbsp; &nbsp;D、《公司法》&nbsp; &nbsp;<br />&nbsp; &nbsp;答案:A<br />&nbsp; &nbsp;&nbsp; &nbsp;【单选题】<br />&nbsp; &nbsp;8.股份有限公司应当每年召开(  )次年会(年度股东大会)。年会应当于上一会计年度结束之日起的(  )个月内举行。<br />&nbsp; &nbsp;A、2,6<br />&nbsp; &nbsp;B、1,6<br />&nbsp; &nbsp;C、2,3<br />&nbsp; &nbsp;D、1,3&nbsp; &nbsp;<br />&nbsp; &nbsp;答案:B<br />&nbsp; &nbsp;&nbsp; &nbsp;【单选题】<br />&nbsp; &nbsp;9.我国股份有限公司发行境内上市外资股一般采取( )方式。<br />&nbsp; &nbsp;A、网上竞价<br />&nbsp; &nbsp;B、网上竞价与网下配售结合<br />&nbsp; &nbsp;C、网上定价<br />&nbsp; &nbsp;D、配售&nbsp; &nbsp;<br />&nbsp; &nbsp;答案:D<br />&nbsp; &nbsp;解析:我国股份有限公司发行境内上市外资股一般采取配售方式。<br />&nbsp; &nbsp;【单选题】<br />&nbsp; &nbsp;10.接受上市公司国有股和法人股的外商在付清全部转让价款()个月后,可再转让其所购股份。<br />&nbsp; &nbsp;A、12<br />&nbsp; &nbsp;B、24<br />&nbsp; &nbsp;C、36<br />&nbsp; &nbsp;D、48&nbsp; &nbsp;<br />&nbsp; &nbsp;答案:A<br />&nbsp; &nbsp;解析:外商在付清全部转让价款12个月后,可再转让其所购股份。</p> <p>&nbsp;</p> <p><p><span style="color: #000000;"><strong>  💯相关推荐:</strong></span><br /><span style="color: #000000;"><strong>  </strong></span>高效备考:<strong><span style="color: #0000ff;"><a style="color: #0000ff;" href="https://www.wet35.com/shijuan/1060_0_1.html"><span style="color: #0000ff;">证券从业资格免费刷题题库</span></a></span></strong></p> <table style="border-collapse: collapse; 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